Last Update: 3/1/69

Chapter 284-26 WAC

INSIDER TRADING OF EQUITY SECURITIES OF A DOMESTIC STOCK INSURANCE COMPANY

WAC Sections

Definition of certain terms.
Transactions exempted from the operation of RCW 48.08.120.
Filing of statements.
Ownership of more than ten percent of an equity security.
Disclaimer of beneficial ownership.
Exemptions from RCW 48.08.110 and 48.08.120.
Exemption from the act of securities purchased or sold by odd-lot dealers.
Certain transactions subject to RCW 48.08.110.
Ownership of securities held in trust.
Exemption for small transactions.
Exemption from RCW 48.08.120 of transactions which need not be reported under RCW 48.08.110.
Exemption from RCW 48.08.120 of certain transactions effected in connection with a distribution.
Exemption from RCW 48.08.120 of acquisitions of shares of stock and stock options under certain stock bonus, stock option or similar plans.
Exemption from RCW 48.08.120 of certain transactions in which securities are received by redeeming other securities.
Exemption of long-term profits incident to sales within six months of the exercise of an option.
Exemption from RCW 48.08.120 of certain acquisitions and dispositions of securities pursuant to merger or consolidations.
Exemption from RCW 48.08.120 of transactions involving the deposit or withdrawal of equity securities under a voting trust or deposit agreement.
Exemption from RCW 48.08.120 of certain transactions involving the conversion of equity securities.
Exemption from RCW 48.08.120 of certain transactions involving the sale of subscription rights.
Exemption of certain securities from RCW 48.08.130.
Exemption from RCW 48.08.130 of certain transactions effected in connection with a distribution.
Exemption from RCW 48.08.130 of sales of securities to be acquired.
Arbitrage transactions under RCW 48.08.150.
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