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Chapter 460-44A WAC

Last Update: 5/7/14

EXEMPT TRANSACTIONS

WAC Sections

Isolated transactions—Sales not involving a public offering.
Definition of real estate mortgages when "offered and sold as a unit."
Nonissuer transactions pursuant to RCW 21.20.320(2)—Manual exemption.
Nonissuer transactions pursuant to RCW 21.20.320(2)—Senior securities.
Exemption from registration for secondary transactions pursuant to RCW 21.20.320(15).
Exemption for offers and sales to accredited investors pursuant to a public solicitation.
Preliminary notes.
Definitions and terms.
General conditions to be met.
Filing of notice and payment of fee.
Exemption for limited offers and sales of securities not exceeding $1,000,000 to not more than twenty purchasers.
Uniform offering exemption for limited offers and sales of securities not exceeding $5,000,000.
Conditions pertaining to the offer and sale of securities pursuant to Rule 506 of the Securities Act of 1933.
Insignificant deviations from a term, condition, or requirement of WAC 460-44A-501 through 460-44A-505.