Chapter 460-44A WAC

Last Update: 4/12/17

EXEMPT TRANSACTIONS

WAC Sections

460-44A-050Isolated transactions—Sales not involving a public offering.
460-44A-075Definition of real estate mortgages when "offered and sold as a unit."
460-44A-100Nonissuer transactions pursuant to RCW 21.20.320(2)—Manual exemption.
460-44A-110Nonissuer transactions pursuant to RCW 21.20.320(2)—Senior securities.
460-44A-200Exemption from registration for secondary transactions pursuant to RCW 21.20.320(15).
460-44A-300Exemption for offers and sales to accredited investors pursuant to a public solicitation.
460-44A-500Preliminary notes.
460-44A-501Definitions and terms.
460-44A-502General conditions to be met.
460-44A-503Filing of notice and payment of fee.
460-44A-504Exemption for limited offers and sales of securities not exceeding $1,000,000 to not more than twenty purchasers.
460-44A-506Conditions pertaining to the offer and sale of securities pursuant to Rule 506 of the Securities Act of 1933.
460-44A-508Insignificant deviations from a term, condition, or requirement of WAC 460-44A-501 through 460-44A-505.
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