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WACs
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Title 460
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Chapter 460-16A
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[In English]
Chapter 460-16A WAC
Last Update: 2/6/08
General rules
Complete Chapter
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Show Dispositions
WAC Sections
460-16A-005
Application.
460-16A-010
Appearance and practice before the securities division.
460-16A-015
Electronic or telephonic submissions.
460-16A-020
Interpretive opinions and no-action letters.
460-16A-025
Applications and reports.
460-16A-030
Payment of fees and refunds.
460-16A-040
Voting rights of preferred stocks.
460-16A-045
Protective provisions for preferred shares.
460-16A-050
Opinion of counsel.
460-16A-055
Corporate resolution.
460-16A-065
Convertible senior securities.
460-16A-070
Assessments.
460-16A-080
Subscription agreement.
460-16A-115
Reimbursement of expenses incurred by promoters.
460-16A-120
Price variance.
460-16A-125
Prospectus or offering circular.
460-16A-126
Annual revision of offering circular.
460-16A-127
Offering registered with the Securities and Exchange Commission ("SEC").
460-16A-180
Technical reports.
460-16A-185
Technical reports prepared by state employee.
460-16A-200
Debt offering standards.
460-16A-205
Adoption of NASAA statements of policy.
460-16A-390
Notice of termination of offering -- Change of officers.