Last Update: 11/16/15

Chapter 460-16A WAC


WAC Sections

Appearance and practice before the securities division.
Electronic or telephonic submissions.
Interpretive opinions and no-action letters.
Applications and reports.
Payment of fees and refunds.
Renewal of registration of securities by coordination.
Renewal of registration of securities by qualification.
Voting rights of preferred stocks.
Protective provisions for preferred shares.
Opinion of counsel.
Corporate resolution.
Convertible senior securities.
Subscription agreement.
Reimbursement of expenses incurred by promoters.
Price variance.
Prospectus or offering circular.
Annual revision of offering circular.
Offering registered with the Securities and Exchange Commission ("SEC").
Technical reports.
Technical reports prepared by state employee.
Debt offering standards.
Adoption of NASAA statements of policy.
Notice of termination of offering—Change of officers.
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