Chapter 460-16A WAC: GENERAL RULES

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WACs > Title 460 > Chapter 460-16A

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Chapter 460-16A WAC	Last Update: 6/8/11
GENERAL RULES

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WAC Sections

460-16A-005	Application.
460-16A-010	Appearance and practice before the securities division.
460-16A-015	Electronic or telephonic submissions.
460-16A-020	Interpretive opinions and no-action letters.
460-16A-025	Applications and reports.
460-16A-030	Payment of fees and refunds.
460-16A-040	Voting rights of preferred stocks.
460-16A-045	Protective provisions for preferred shares.
460-16A-050	Opinion of counsel.
460-16A-055	Corporate resolution.
460-16A-065	Convertible senior securities.
460-16A-070	Assessments.
460-16A-080	Subscription agreement.
460-16A-115	Reimbursement of expenses incurred by promoters.
460-16A-120	Price variance.
460-16A-125	Prospectus or offering circular.
460-16A-126	Annual revision of offering circular.
460-16A-127	Offering registered with the Securities and Exchange Commission ("SEC").
460-16A-180	Technical reports.
460-16A-185	Technical reports prepared by state employee.
460-16A-200	Debt offering standards.
460-16A-205	Adoption of NASAA statements of policy.
460-16A-390	Notice of termination of offering -- Change of officers.