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Chapter 284-26 WAC

Last Update: 3/1/69

INSIDER TRADING OF EQUITY SECURITIES OF A DOMESTIC STOCK INSURANCE COMPANY

WAC Sections

HTMLPDF284-26-010Definition of certain terms.
HTMLPDF284-26-020Transactions exempted from the operation of RCW 48.08.120.
HTMLPDF284-26-030Filing of statements.
HTMLPDF284-26-040Ownership of more than ten percent of an equity security.
HTMLPDF284-26-050Disclaimer of beneficial ownership.
HTMLPDF284-26-060Exemptions from RCW 48.08.110 and 48.08.120.
HTMLPDF284-26-070Exemption from the act of securities purchased or sold by odd-lot dealers.
HTMLPDF284-26-080Certain transactions subject to RCW 48.08.110.
HTMLPDF284-26-090Ownership of securities held in trust.
HTMLPDF284-26-100Exemption for small transactions.
HTMLPDF284-26-110Exemption from RCW 48.08.120 of transactions which need not be reported under RCW 48.08.110.
HTMLPDF284-26-120Exemption from RCW 48.08.120 of certain transactions effected in connection with a distribution.
HTMLPDF284-26-130Exemption from RCW 48.08.120 of acquisitions of shares of stock and stock options under certain stock bonus, stock option or similar plans.
HTMLPDF284-26-140Exemption from RCW 48.08.120 of certain transactions in which securities are received by redeeming other securities.
HTMLPDF284-26-150Exemption of long-term profits incident to sales within six months of the exercise of an option.
HTMLPDF284-26-160Exemption from RCW 48.08.120 of certain acquisitions and dispositions of securities pursuant to merger or consolidations.
HTMLPDF284-26-170Exemption from RCW 48.08.120 of transactions involving the deposit or withdrawal of equity securities under a voting trust or deposit agreement.
HTMLPDF284-26-180Exemption from RCW 48.08.120 of certain transactions involving the conversion of equity securities.
HTMLPDF284-26-190Exemption from RCW 48.08.120 of certain transactions involving the sale of subscription rights.
HTMLPDF284-26-200Exemption of certain securities from RCW 48.08.130.
HTMLPDF284-26-210Exemption from RCW 48.08.130 of certain transactions effected in connection with a distribution.
HTMLPDF284-26-220Exemption from RCW 48.08.130 of sales of securities to be acquired.
HTMLPDF284-26-230Arbitrage transactions under RCW 48.08.150.
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