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PDFWAC 460-33A-085

Registration and examination of mortgage securities salespersons.

(1) Every person acting as a mortgage securities salesperson, unless otherwise exempt, must first obtain a salesperson's license under the provisions of this chapter and be employed by a broker-dealer or mortgage broker-dealer.
(2) Every applicant under this section shall file a completed Form U-4, together with the applicable filing fee.
(3) Every applicant under this section shall submit proof of passage of the uniform securities agent law examination (series 63) within the last two years.
[Statutory Authority: RCW 21.20.070 and 21.20.450. WSR 95-16-026, § 460-33A-085, filed 7/21/95, effective 8/21/95. Statutory Authority: RCW 21.20.450. WSR 89-17-078 (Order SDO-124-89), § 460-33A-085, filed 8/17/89, effective 9/17/89. Statutory Authority: RCW 21.20.070, 21.20.080 and 21.20.450. WSR 86-21-107 (Order SDO-140-86), § 460-33A-085, filed 10/20/86. Statutory Authority: RCW 21.20.450. WSR 83-03-025 (Order SDO-7-83), § 460-33A-085, filed 1/13/83.]
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