WSR 17-21-009

POLICY STATEMENT

[Filed October 6, 2017, 8:22 a.m.]

Securities Act Policy Statement 23 addresses the custody requirements for investment advisers with a standing letter of authorization or other similar asset transfer authorization arrangement established by a client with a qualified custodian.

For more information, contact Elizabeth Smith, 360-902-8786, Elizabeth.Smith@dfi.wa.gov.