Chapter 460-33A WAC

Last Update: 5/17/12

REGULATIONS CONCERNING SECURITIES INVOLVING MORTGAGES, TRUST DEEDS OR PROPERTY SALES CONTRACTS

WAC Sections

460-33A-010Application.
460-33A-015Definitions.
460-33A-017Registration not required.
460-33A-020Optional registration procedures for mortgage paper securities.
460-33A-025Contents of the general offering circular.
460-33A-030Contents and filing of the specific offering circular.
460-33A-031Minimum investor suitability requirements.
460-33A-035Limitations on the use of optional registration of this chapter.
460-33A-036Participation agreement.
460-33A-037Disclosure requirements in the sale of real estate owned property.
460-33A-038Real estate broker's opinion of value in the sale of real estate owned property.
460-33A-040Net worth or bond requirement.
460-33A-055Escrow account.
460-33A-060Recordation.
460-33A-065Service agreement.
460-33A-070Origination and assignment.
460-33A-075Advertising.
460-33A-080Registration and examination of mortgage broker-dealers.
460-33A-081Expiration of mortgage broker-dealer registration, renewal procedure.
460-33A-085Registration and examination of mortgage securities salespersons.
460-33A-086Expiration of mortgage securities salesperson registration, renewal procedure.
460-33A-090Dishonest and unethical practices—Mortgage broker-dealers.
460-33A-095Fiduciary duty—Mortgage broker-dealers.
460-33A-100Written statement.
460-33A-105Appraisals.
460-33A-110Financial statements and annual reports.
460-33A-115Books and records.
460-33A-116Access to loan records by investors.
460-33A-120Preservation of records.
460-33A-125Notice of changes by mortgage broker-dealers.
460-33A-130Notice of complaint.
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