| 460-24A-005 | Definitions. |
| 460-24A-010 | Investment advisers -- Where rules apply. |
| 460-24A-020 | Investment adviser representatives employed by federal covered advisers. |
| 460-24A-030 | Use of the term "investment counsel." |
| 460-24A-040 | Use of certain terms. |
| 460-24A-045 | Holding out as a financial planner. |
| 460-24A-047 | Electronic filing with designated entity. |
| 460-24A-050 | Investment adviser and investment adviser representative registration and examinations. |
| 460-24A-055 | Effective date of license. |
| 460-24A-057 | Renewal of investment adviser and investment adviser representative registration -- Delinquency fees. |
| 460-24A-058 | Completion of filing. |
| 460-24A-060 | Financial statements required on investment advisers. |
| 460-24A-070 | Notice filings for federal covered advisers. |
| 460-24A-080 | Termination of investment adviser and investment adviser representative registration and federal covered adviser notice filing status. |
| 460-24A-100 | Advertisements by investment advisers. |
| 460-24A-105 | Requirements for an investment adviser that has custody or possession of client funds or securities. |
| 460-24A-106 | Additional custody requirements for an investment adviser that directly deducts fees from client accounts. |
| 460-24A-107 | Custody requirements for an investment adviser that manages a pooled investment vehicle or trust. |
| 460-24A-108 | Custody requirements for an investment adviser that acts as trustee and investment adviser to a trust. |
| 460-24A-109 | Exceptions from custody requirements. |
| 460-24A-110 | Agency cross transactions. |
| 460-24A-140 | Guarantees of success. |
| 460-24A-145 | Investment adviser brochure rule. |
| 460-24A-150 | Performance compensation arrangements. |
| 460-24A-160 | Refunds. |
| 460-24A-170 | Minimum financial requirements for investment advisers. |
| 460-24A-200 | Books and records to be maintained by investment advisers. |
| 460-24A-205 | Notice of changes by investment advisers and investment adviser representatives. |
| 460-24A-210 | Notice of complaint. |
| 460-24A-220 | Unethical business practices -- Investment advisers and federal covered advisers. |