Chapter 460-20B WAC

Last Update: 4/29/14

BROKER-DEALER REGISTRATION

WAC Sections

460-20B-010Application.
460-20B-020Definitions.
460-20B-030Registration procedure.
460-20B-035Canadian broker-dealers and salespersons.
460-20B-040Examination requirements.
460-20B-050Expiration of broker-dealer license, renewal procedure, and delinquency fees.
460-20B-060Notice of changes by broker-dealers.
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