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Chapter 460-20B WAC

Last Update: 4/30/12

BROKER-DEALER REGISTRATION

WAC Sections

460-20B-010 Application.
460-20B-020 Definitions.
460-20B-030 Registration procedure.
460-20B-035 Canadian broker-dealers and salespersons.
460-20B-040 Examination requirements.
460-20B-050 Expiration of broker-dealer license, renewal procedure, and delinquency fees.
460-20B-060 Notice of changes by broker-dealers.