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Chapter 460-33A WAC

Last Update: 5/17/12

REGULATIONS CONCERNING SECURITIES INVOLVING MORTGAGES, TRUST DEEDS OR PROPERTY SALES CONTRACTS

WAC Sections

Application.
Definitions.
Registration not required.
Optional registration procedures for mortgage paper securities.
Contents of the general offering circular.
Contents and filing of the specific offering circular.
Minimum investor suitability requirements.
Limitations on the use of optional registration of this chapter.
Participation agreement.
Disclosure requirements in the sale of real estate owned property.
Real estate broker's opinion of value in the sale of real estate owned property.
Net worth or bond requirement.
Escrow account.
Recordation.
Service agreement.
Origination and assignment.
Advertising.
Registration and examination of mortgage broker-dealers.
Expiration of mortgage broker-dealer registration, renewal procedure.
Registration and examination of mortgage securities salespersons.
Expiration of mortgage securities salesperson registration, renewal procedure.
Dishonest and unethical practices—Mortgage broker-dealers.
Fiduciary duty—Mortgage broker-dealers.
Written statement.
Appraisals.
Financial statements and annual reports.
Books and records.
Access to loan records by investors.
Preservation of records.
Notice of changes by mortgage broker-dealers.
Notice of complaint.