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Chapter 460-33A WAC

Last Update: 11/7/01

Regulations concerning securities involving mortgages, trust deeds or property sales contracts

WAC Sections

460-33A-010 Application.
460-33A-015 Definitions.
460-33A-017 Registration not required.
460-33A-020 Optional registration procedures for mortgage paper securities.
460-33A-025 Contents of the general offering circular.
460-33A-030 Contents and filing of the specific offering circular.
460-33A-031 Minimum investor suitability requirements.
460-33A-035 Limitations on the use of optional registration of this chapter.
460-33A-037 Disclosure requirements in the sale of real estate owned property.
460-33A-038 Real estate broker's opinion of value in the sale of real estate owned property.
460-33A-040 Net worth or bond requirement.
460-33A-055 Escrow account.
460-33A-060 Recordation.
460-33A-065 Service agreement.
460-33A-070 Origination and assignment.
460-33A-075 Advertising.
460-33A-080 Registration and examination of mortgage broker-dealers.
460-33A-081 Expiration of mortgage broker-dealer registration, renewal procedure, delinquency fees.
460-33A-085 Registration and examination of mortgage securities salespersons.
460-33A-086 Expiration of mortgage securities salesperson registration, renewal procedure, and delinquency fees.
460-33A-090 Dishonest and unethical practices -- Mortgage broker-dealers.
460-33A-095 Fiduciary duty -- Mortgage broker-dealers.
460-33A-100 Written statement.
460-33A-105 Appraisals.
460-33A-110 Financial statements and annual reports.
460-33A-115 Books and records.
460-33A-120 Preservation of records.
460-33A-125 Notice of changes by mortgage broker-dealers.
460-33A-130 Notice of complaint.